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Stuart Bazley
Stuart Bazley is the Managing Director of Compliance Services at the Momenta Group.
Stuart is a Barrister and holds a Masters degree in Banking and Securities Law. He has worked i...vizualizați mai multeStuart Bazley is the Managing Director of Compliance Services at the Momenta Group.
Stuart is a Barrister and holds a Masters degree in Banking and Securities Law. He has worked in the Financial Services Industry for over 20 years, including five years as Head of Compliance and UK General Counsel for Edward Jones Ltd, one of the largest US private client stockbrokers. Stuart has considerable experience of a wide range of regulatory matters, including conduct of business rules, economic crime, money laundering and enforcement actions.
Stuart has worked closely with APCIMS (the trade association for private client stockbrokers an fund managers) on their regulatory committee and money laundering advisory group.
Lecturing extensively on Financial Services regulation in the UK and abroad, he is co-author of ‘Risk Based Compliance’, published by Butterworthsvizualizați mai puține